GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

CWM, LLC's Holding History (CIK: 0001535847)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022

Shares 3,285 Value ($000) $40 Avg Close $9.19 Range $7.58 - $10.11

Q2 2022

Shares 3,285 Value ($000) $46 Avg Close $9.41 Range $7.82 - $10.46

Q1 2022

Shares 8,677 Value ($000) $140 Avg Close $9.65 Range $8.47 - $10.39

Q4 2021

Shares 18,621 Value ($000) $318 Avg Close $9.57 Range $8.28 - $10.41

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2022	3,285	$40	$9.19	$7.58 - $10.11
Q2 2022	3,285	$46	$9.41	$7.82 - $10.46
Q1 2022	8,677	$140	$9.65	$8.47 - $10.39
Q4 2021	18,621	$318	$9.57	$8.28 - $10.41