GLADSTONE INVT CORP

Ticker: GAIN CUSIP: 376546107 Class: COM

Penserra Capital Management LLC's Holding History (CIK: 0001593324)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 420 Value ($000) $4 Avg Close $3.95 Range $3.81 - $4.12
Q2 2017
Shares 464 Value ($000) $4 Avg Close $3.82 Range $3.61 - $4.01
Q1 2017
Shares 422 Value ($000) $3 Avg Close $3.57 Range $3.36 - $3.74
Q4 2016
Shares 489 Value ($000) $4 Avg Close $3.30 Range $2.80 - $3.55
Q3 2016
Shares 435 Value ($000) $3 Avg Close $3.21 Range $2.72 - $3.58
Q2 2016
Shares 319 Value ($000) $2 Avg Close $2.61 Range $2.48 - $2.75
Q1 2016
Shares 319 Value ($000) $2 Avg Close $2.57 Range $2.32 - $2.86
Q4 2015
Shares 345 Value ($000) $3 Avg Close $2.68 Range $2.44 - $2.87