GLADSTONE INVT PFD A

CUSIP: 376546206 Class: PREFERR

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 21,900 Value ($000) $568 Avg Close — Range —
Q4 2014
Shares 21,600 Value ($000) $564,408 Avg Close — Range —
Q3 2014
Shares 23,100 Value ($000) $608,223 Avg Close — Range —
Q2 2014
Shares 23,100 Value ($000) $605,243 Avg Close — Range —
Q4 2013
Shares 24,765 Value ($000) $646,763 Avg Close — Range —
Q3 2013
Shares 31,265 Value ($000) $817,892 Avg Close — Range —
Q2 2013
Shares 29,500 Value ($000) $777,213 Avg Close — Range —