GLENCORE PLC UNSPONSORD ADR

Ticker: GLNCY CUSIP: 37827X100 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 45,939 Value ($000) $311 Avg Close — Range —
Q3 2016
Shares 18,209 Value ($000) $101 Avg Close — Range —
Q2 2016
Shares 10,564 Value ($000) $45 Avg Close — Range —
Q1 2016
Shares 12,199 Value ($000) $56 Avg Close — Range —
Q4 2015
Shares 13,414 Value ($000) $37 Avg Close — Range —
Q3 2015
Shares 34,279 Value ($000) $100 Avg Close — Range —
Q2 2015
Shares 45,854 Value ($000) $390 Avg Close — Range —
Q1 2015
Shares 43,585 Value ($000) $377 Avg Close — Range —
Q4 2014
Shares 55,148 Value ($000) $508 Avg Close — Range —
Q3 2014
Shares 26,430 Value ($000) $319 Avg Close — Range —
Q2 2014
Shares 18,422 Value ($000) $200 Avg Close — Range —
Q1 2014
Shares 20,072 Value ($000) $205 Avg Close — Range —
Q4 2013
Shares 15,007 Value ($000) $153 Avg Close — Range —
Q3 2013
Shares 16,837 Value ($000) $184 Avg Close — Range —
Q2 2013
Shares 869 Value ($000) $9 Avg Close — Range —