GLOBAL X FDS

CUSIP: 37950E226 Class: GLB X MLP ENRG I

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,657 Value ($000) $10 Avg Close — Range —
Q4 2019
Shares 1,657 Value ($000) $20 Avg Close — Range —