GLOBAL X FDS

Ticker: SPFF CUSIP: 37950E333 Class: ETF

Westend Capital Management, LLC's Holding History (CIK: 0001331997)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,400 Value ($000) $20 Avg Close Range
Q3 2014
Shares 1,400 Value ($000) $21 Avg Close Range