GLOBAL X FDS

Ticker: SPFF CUSIP: 37950E333 Class: ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 1,413 Value ($000) $18 Avg Close — Range —
Q1 2015
Shares 1,056 Value ($000) $15 Avg Close — Range —