GLOBAL X FDS

Ticker: GURU CUSIP: 37950E341 Class: GLB X GURU INDEX

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 197,889 Value ($000) $4,359 Avg Close — Range —
Q4 2015
Shares 209,903 Value ($000) $4,874 Avg Close — Range —
Q3 2015
Shares 241,647 Value ($000) $5,616 Avg Close — Range —
Q2 2015
Shares 244,362 Value ($000) $6,436 Avg Close — Range —
Q1 2015
Shares 237,398 Value ($000) $6,229 Avg Close — Range —
Q4 2014
Shares 237,398 Value ($000) $6,208 Avg Close — Range —
Q3 2014
Shares 833,870 Value ($000) $21,942 Avg Close — Range —
Q2 2014
Shares 823,977 Value ($000) $21,794 Avg Close — Range —
Q1 2014
Shares 609,408 Value ($000) $15,046 Avg Close — Range —