GLOBAL X FDS

Ticker: GURU CUSIP: 37950E341 Class: GLB X GURU INDEX

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 480 Value ($000) $11 Avg Close — Range —
Q2 2015
Shares 480 Value ($000) $12 Avg Close — Range —
Q1 2015
Shares 680 Value ($000) $18 Avg Close — Range —
Q4 2014
Shares 750 Value ($000) $20 Avg Close — Range —