GLOBAL X FDS

CUSIP: 37950E366 Class: COMMON

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 33,000 Value ($000) $188 Avg Close — Range —
Q4 2019
Shares 33,000 Value ($000) $335 Avg Close — Range —