GLOBAL X FDS

CUSIP: 37950E366 Class: COMMON

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 2,500 Value ($000) $25 Avg Close — Range —
Q3 2019
Shares 2,500 Value ($000) $23 Avg Close — Range —