GLOBAL X FDS

CUSIP: 37950E473 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 49,145 Value ($000) $155 Avg Close — Range —
Q4 2019
Shares 39,250 Value ($000) $309 Avg Close — Range —
Q3 2019
Shares 39,250 Value ($000) $329 Avg Close — Range —
Q2 2019
Shares 39,250 Value ($000) $346 Avg Close — Range —
Q1 2019
Shares 39,250 Value ($000) $348 Avg Close — Range —
Q4 2018
Shares 39,250 Value ($000) $301 Avg Close — Range —
Q3 2018
Shares 39,250 Value ($000) $375 Avg Close — Range —
Q2 2018
Shares 39,250 Value ($000) $360 Avg Close — Range —
Q1 2018
Shares 102,376 Value ($000) $869 Avg Close — Range —
Q4 2017
Shares 100,889 Value ($000) $995 Avg Close — Range —
Q3 2017
Shares 39,250 Value ($000) $404 Avg Close — Range —
Q2 2017
Shares 39,250 Value ($000) $429 Avg Close — Range —
Q1 2017
Shares 39,250 Value ($000) $456 Avg Close — Range —
Q4 2016
Shares 39,250 Value ($000) $454 Avg Close — Range —
Q3 2016
Shares 39,250 Value ($000) $456 Avg Close — Range —
Q2 2016
Shares 39,250 Value ($000) $456 Avg Close — Range —
Q1 2016
Shares 23,500 Value ($000) $229 Avg Close — Range —
Q4 2015
Shares 23,500 Value ($000) $244 Avg Close — Range —