GLOBAL X FDS

CUSIP: 37950E473 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 830 Value ($000) $3 Avg Close — Range —
Q4 2019
Shares 830 Value ($000) $7 Avg Close — Range —
Q3 2019
Shares 3,180 Value ($000) $27 Avg Close — Range —
Q2 2019
Shares 7,180 Value ($000) $63 Avg Close — Range —
Q1 2019
Shares 432,921 Value ($000) $3,840 Avg Close — Range —
Q4 2018
Shares 7,172 Value ($000) $55 Avg Close — Range —
Q3 2018
Shares 1,275,749 Value ($000) $12,183 Avg Close — Range —
Q3 2017
Shares 306 Value ($000) $3 Avg Close — Range —
Q2 2017
Shares 652 Value ($000) $7 Avg Close — Range —
Q1 2017
Shares 641 Value ($000) $7 Avg Close — Range —
Q4 2016
Shares 247 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 20 Value ($000) $0 Avg Close — Range —