GLOBAL X FDS

CUSIP: 37950E473 Class: COM

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 430 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 7,673 Value ($000) $68 Avg Close — Range —
Q4 2018
Shares 3,956 Value ($000) $30 Avg Close — Range —