GLOBAL X FDS

CUSIP: 37950E606 Class: MSCI CHINA FINCL

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 165 Value ($000) $2 Avg Close — Range —
Q3 2021
Shares 165 Value ($000) $2 Avg Close — Range —
Q2 2021
Shares 163 Value ($000) $3 Avg Close — Range —
Q1 2021
Shares 163 Value ($000) $3 Avg Close — Range —
Q4 2020
Shares 160 Value ($000) $2 Avg Close — Range —
Q4 2013
Shares 300 Value ($000) $4 Avg Close — Range —