GLOBAL X FDS

Ticker: BOTZ CUSIP: 37954Y715 Class: RBTCS ARTFL INTE

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 9,411 Value ($000) $228 Avg Close — Range —
Q4 2017
Shares 6,185 Value ($000) $147 Avg Close — Range —