GLOBAL X FDS

Ticker: FINX CUSIP: 37954Y814 Class: FINTECH ETF

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 93,873 Value ($000) $2,268 Avg Close — Range —
Q4 2019
Shares 111,419 Value ($000) $3,385 Avg Close — Range —
Q3 2019
Shares 111,705 Value ($000) $3,214 Avg Close — Range —
Q2 2019
Shares 96,873 Value ($000) $2,858 Avg Close — Range —
Q1 2019
Shares 93,941 Value ($000) $2,600 Avg Close — Range —