GLOBAL X FDS

Ticker: FINX CUSIP: 37954Y814 Class: FINTECH ETF

Daiwa Securities Group Inc.'s Holding History (CIK: 0001481045)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 11,904 Value ($000) $451 Avg Close — Range —

Q2 2020

Shares 8,625 Value ($000) $286 Avg Close — Range —

Q1 2020

Shares 30,614 Value ($000) $739 Avg Close — Range —

Q4 2019

Shares 7,828 Value ($000) $236 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	11,904	$451	—	—
Q2 2020	8,625	$286	—	—
Q1 2020	30,614	$739	—	—
Q4 2019	7,828	$236	—	—