GLOBAL X FDS

Ticker: FINX CUSIP: 37954Y814 Class: FINTECH ETF

SeaCrest Wealth Management, LLC's Holding History (CIK: 0001728121)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 850 Value ($000) $24 Avg Close — Range —
Q4 2018
Shares 850 Value ($000) $19 Avg Close — Range —
Q3 2018
Shares 1,750 Value ($000) $50 Avg Close — Range —
Q2 2018
Shares 1,200 Value ($000) $31 Avg Close — Range —
Q1 2018
Shares 1,200 Value ($000) $28 Avg Close — Range —
Q4 2017
Shares 300 Value ($000) $7 Avg Close — Range —