GLOBAL X FDS

Ticker: FINX CUSIP: 37954Y814 Class: FINTECH ETF

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 700 Value ($000) $20 Avg Close — Range —

Q2 2019

Shares 11,885 Value ($000) $350 Avg Close — Range —

Q1 2019

Shares 11,885 Value ($000) $329 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	700	$20	—	—
Q2 2019	11,885	$350	—	—
Q1 2019	11,885	$329	—	—