GLOBAL X FDS

Ticker: LIT CUSIP: 37954Y855 Class: LITHIUM BTRY ETF

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 3,702 Value ($000) $313 Avg Close — Range —
Q4 2017
Shares 1,251 Value ($000) $48 Avg Close — Range —
Q3 2017
Shares 2,504 Value ($000) $94 Avg Close — Range —