GLOBAL X FDS

Ticker: LIT CUSIP: 37954Y855 Class: LITHIUM BTRY ETF

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 3,000 Value ($000) $218 Avg Close — Range —
Q1 2022
Shares 3,000 Value ($000) $231 Avg Close — Range —
Q4 2021
Shares 3,000 Value ($000) $253 Avg Close — Range —
Q3 2021
Shares 3,000 Value ($000) $246 Avg Close — Range —
Q2 2021
Shares 3,450 Value ($000) $250 Avg Close — Range —
Q1 2021
Shares 3,450 Value ($000) $202 Avg Close — Range —