GLOBAL X FDS

Ticker: LIT CUSIP: 37954Y855 Class: LITHIUM BTRY ETF

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 3,111 Value ($000) $202 Avg Close — Range —
Q4 2022
Shares 3,487 Value ($000) $204 Avg Close — Range —
Q3 2022
Shares 4,243 Value ($000) $280 Avg Close — Range —
Q2 2022
Shares 5,651 Value ($000) $408 Avg Close — Range —
Q1 2022
Shares 6,465 Value ($000) $498 Avg Close — Range —
Q4 2021
Shares 5,036 Value ($000) $425 Avg Close — Range —
Q3 2021
Shares 4,799 Value ($000) $393 Avg Close — Range —
Q2 2021
Shares 4,413 Value ($000) $320 Avg Close — Range —
Q1 2021
Shares 6,133 Value ($000) $359 Avg Close — Range —