GLOBAL X FDS

Ticker: CATH CUSIP: 37954Y889 Class: ETF-EQUITY

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2023
Shares 5,596 Value ($000) $0 Avg Close — Range —
Q4 2022
Shares 5,579 Value ($000) $259,537 Avg Close — Range —
Q3 2022
Shares 5,321 Value ($000) $232 Avg Close — Range —
Q2 2022
Shares 4,977 Value ($000) $229 Avg Close — Range —
Q1 2022
Shares 6,758 Value ($000) $377 Avg Close — Range —
Q4 2021
Shares 6,745 Value ($000) $400 Avg Close — Range —
Q3 2021
Shares 6,841 Value ($000) $369 Avg Close — Range —
Q2 2021
Shares 7,124 Value ($000) $380 Avg Close — Range —
Q1 2021
Shares 7,124 Value ($000) $353 Avg Close — Range —
Q4 2020
Shares 7,205 Value ($000) $333 Avg Close — Range —
Q3 2020
Shares 7,728 Value ($000) $319 Avg Close — Range —
Q2 2020
Shares 7,345 Value ($000) $280 Avg Close — Range —