GLOBAL X FDS

Ticker: CATH CUSIP: 37954Y889 Class: ETF-EQUITY

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 27,915 Value ($000) $2,263 Avg Close — Range —
Q2 2025
Shares 11,055 Value ($000) $837 Avg Close — Range —