GLOBEIMMUNE INC

Ticker: GBIM CUSIP: 37957B100 Class: COM

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 9,445 Value ($000) $69 Avg Close $7.23 Range $6.08 - $9.49
Q4 2014
Shares 10,945 Value ($000) $83 Avg Close $6.97 Range $4.29 - $10.88
Q3 2014
Shares 10,745 Value ($000) $74 Avg Close $10.23 Range $6.77 - $15.00