GLOBEIMMUNE INC

Ticker: GBIM CUSIP: 37957B100 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 600 Value ($000) $4 Avg Close $10.23 Range $6.77 - $15.00