GLOBEIMMUNE INC

Ticker: GBIM CUSIP: 37957B100 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 215 Value ($000) $0 Avg Close $1.77 Range $0.93 - $3.38

Q1 2016

Shares 1,775 Value ($000) $4 Avg Close $2.17 Range $0.72 - $4.26

Q4 2015

Shares 1,084 Value ($000) $4 Avg Close $3.20 Range $2.10 - $6.30

Q2 2015

Shares 274 Value ($000) $1 Avg Close $6.22 Range $2.50 - $10.95

Q1 2015

Shares 552 Value ($000) $4 Avg Close $7.23 Range $6.08 - $9.49

Q4 2014

Shares 858 Value ($000) $7 Avg Close $6.97 Range $4.29 - $10.88

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	215	$0	$1.77	$0.93 - $3.38
Q1 2016	1,775	$4	$2.17	$0.72 - $4.26
Q4 2015	1,084	$4	$3.20	$2.10 - $6.30
Q2 2015	274	$1	$6.22	$2.50 - $10.95
Q1 2015	552	$4	$7.23	$6.08 - $9.49
Q4 2014	858	$7	$6.97	$4.29 - $10.88