GLOBAL X FDS

Ticker: SHLD CUSIP: 37960A529 Class: DEFENSE TECH ETF

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 131,438 Value ($000) $8,516 Avg Close — Range —
Q3 2025
Shares 133,223 Value ($000) $9,358 Avg Close — Range —
Q2 2025
Shares 160,759 Value ($000) $9,686 Avg Close — Range —
Q1 2025
Shares 219,370 Value ($000) $10,212 Avg Close — Range —