GOLDMAN SACHS ETF TR

Ticker: GSSC CUSIP: 381430602 Class: ACTIVEBETA US

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017

Shares 35,000 Value ($000) $1,516 Avg Close — Range —

Q3 2017

Shares 100,000 Value ($000) $4,147 Avg Close — Range —

Q2 2017

Shares 100,000 Value ($000) $4,021 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2017	35,000	$1,516	—	—
Q3 2017	100,000	$4,147	—	—
Q2 2017	100,000	$4,021	—	—