Goldman Sachs Bk Usa Ny Cd 1.7%17

CUSIP: 38143AKQ7 Class: Cash

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 50,002 Value ($000) $51 Avg Close — Range —
Q4 2014
Shares 100,000 Value ($000) $1,011 Avg Close — Range —