GOLDMAN SACHS PFD VARIABLE RAT

CUSIP: 38143Y665 Class: Common Stock

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 17,820 Value ($000) $429 Avg Close — Range —
Q2 2016
Shares 23,062 Value ($000) $476 Avg Close — Range —
Q3 2014
Shares 2,515 Value ($000) $49 Avg Close — Range —
Q2 2014
Shares 2,500 Value ($000) $50 Avg Close — Range —
Q1 2014
Shares 800 Value ($000) $15 Avg Close — Range —
Q4 2013
Shares 800 Value ($000) $14 Avg Close — Range —
Q3 2013
Shares 1,000 Value ($000) $20 Avg Close — Range —
Q2 2013
Shares 1,000 Value ($000) $22 Avg Close — Range —