GOLDMAN SACHS GROUP PERPETUAL 5.95%

CUSIP: 38145G209 Class: PRD

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 21,450 Value ($000) $527 Avg Close — Range —
Q1 2014
Shares 21,200 Value ($000) $489 Avg Close — Range —
Q3 2013
Shares 20,700 Value ($000) $466 Avg Close — Range —
Q2 2013
Shares 14,450 Value ($000) $355 Avg Close — Range —