GREAT ELM CAP CORP

CUSIP: 390320109 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 24,684 Value ($000) $228 Avg Close — Range —
Q1 2018
Shares 24,684 Value ($000) $228 Avg Close — Range —
Q4 2017
Shares 23,684 Value ($000) $233 Avg Close — Range —
Q3 2017
Shares 22,326 Value ($000) $233 Avg Close — Range —
Q2 2017
Shares 22,326 Value ($000) $237 Avg Close — Range —