GREAT ELM CAP CORP

CUSIP: 390320109 Class: COM

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 48,236 Value ($000) $446 Avg Close — Range —
Q1 2018
Shares 47,819 Value ($000) $441 Avg Close — Range —
Q4 2017
Shares 48,504 Value ($000) $477 Avg Close — Range —
Q3 2017
Shares 50,462 Value ($000) $527 Avg Close — Range —
Q2 2017
Shares 50,669 Value ($000) $538 Avg Close — Range —
Q1 2017
Shares 49,798 Value ($000) $567 Avg Close — Range —
Q4 2016
Shares 50,676 Value ($000) $591 Avg Close — Range —