GREAT ELM CAP CORP

CUSIP: 390320109 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 141,656 Value ($000) $3,553 Avg Close — Range —
Q2 2017
Shares 166,870 Value ($000) $4,233 Avg Close — Range —
Q1 2017
Shares 166,870 Value ($000) $4,240 Avg Close — Range —
Q4 2016
Shares 335,016 Value ($000) $3,910 Avg Close — Range —