GREAT ELM CAP GROUP INC

CUSIP: 39036P100 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 11,846 Value ($000) $56 Avg Close — Range —
Q2 2016
Shares 13,619 Value ($000) $90 Avg Close — Range —