GREAT ELM CAP GROUP INC

CUSIP: 39036P209 Class: COM NEW

First Trust Capital Management L.P.'s Holding History (CIK: 0001604488)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 174,460 Value ($000) $750 Avg Close — Range —
Q1 2019
Shares 410,723 Value ($000) $1,746 Avg Close — Range —
Q4 2018
Shares 181,420 Value ($000) $613 Avg Close — Range —
Q3 2018
Shares 192,978 Value ($000) $627 Avg Close — Range —
Q4 2017
Shares 27,144 Value ($000) $110 Avg Close — Range —