SARATOGA INVESTMENT CORP

CUSIP: 40048P104 Class: 6.75% NOTES DUE 2023 COM

BLAIR WILLIAM & CO/IL's Holding History (CIK: 0000902367)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 11,359 Value ($000) $296 Avg Close — Range —
Q1 2017
Shares 22,359 Value ($000) $579 Avg Close — Range —