GS EEM Nt due 12/6/18

CUSIP: 40054kdn3 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 9,515,000 Value ($000) $13,023 Avg Close — Range —
Q2 2018
Shares 9,715,000 Value ($000) $12,757 Avg Close — Range —
Q1 2018
Shares 9,840,000 Value ($000) $12,996 Avg Close — Range —
Q4 2017
Shares 9,865,000 Value ($000) $13,081 Avg Close — Range —
Q3 2017
Shares 9,880,000 Value ($000) $12,566 Avg Close — Range —
Q2 2017
Shares 9,880,000 Value ($000) $12,177 Avg Close — Range —
Q1 2017
Shares 9,905,000 Value ($000) $11,606 Avg Close — Range —
Q4 2016
Shares 9,965,000 Value ($000) $10,672 Avg Close — Range —
Q3 2016
Shares 9,985,000 Value ($000) $10,926 Avg Close — Range —
Q2 2016
Shares 9,985,000 Value ($000) $10,171 Avg Close — Range —