GS S&P500 buffered equity Nt 9

CUSIP: 40054l2m5 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 4,700,000 Value ($000) $5,307 Avg Close — Range —
Q1 2018
Shares 4,700,000 Value ($000) $5,139 Avg Close — Range —
Q4 2017
Shares 5,000,000 Value ($000) $5,603 Avg Close — Range —
Q3 2017
Shares 5,000,000 Value ($000) $5,235 Avg Close — Range —
Q2 2017
Shares 5,000,000 Value ($000) $5,125 Avg Close — Range —
Q1 2017
Shares 5,000,000 Value ($000) $4,969 Avg Close — Range —