GS FINANCE CORP. 6Y DOW JONES INDUSTRIAL AVERAGE ABSOLUTE RETURN

CUSIP: 40056YNY6 Class: Equity Linked Debt - No CPN and $1000 par

Steward Partners Investment Advisory, LLC's Holding History (CIK: 0001723397)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 130,000 Value ($000) $285 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	130,000	$285	—	—