GUGGENHEIM ENHNCD EQTY INCM

CUSIP: 40167B100 Class: EXCHANGE TRADED

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 430 Value ($000) $3 Avg Close — Range —
Q1 2016
Shares 3,876 Value ($000) $28 Avg Close — Range —
Q4 2015
Shares 1,706 Value ($000) $13 Avg Close — Range —
Q3 2014
Shares 1,397 Value ($000) $13 Avg Close — Range —
Q1 2014
Shares 989 Value ($000) $9 Avg Close — Range —
Q4 2013
Shares 5,208 Value ($000) $46 Avg Close — Range —
Q3 2013
Shares 6,813 Value ($000) $57 Avg Close — Range —
Q2 2013
Shares 1,440 Value ($000) $13 Avg Close — Range —