GUGGENHEIM ENHANCED EQUITY S

CUSIP: 40167K100 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 18,012 Value ($000) $272 Avg Close — Range —
Q4 2015
Shares 10,312 Value ($000) $158 Avg Close — Range —
Q3 2015
Shares 10,846 Value ($000) $167 Avg Close — Range —
Q2 2015
Shares 11,946 Value ($000) $204 Avg Close — Range —