GUGGENHEIM ENHANCED EQUITY S

CUSIP: 40167K100 Class: CMN

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 61,363 Value ($000) $991 Avg Close — Range —
Q3 2016
Shares 61,488 Value ($000) $986 Avg Close — Range —
Q2 2016
Shares 63,288 Value ($000) $975 Avg Close — Range —
Q1 2016
Shares 65,553 Value ($000) $998 Avg Close — Range —
Q4 2015
Shares 54,213 Value ($000) $855 Avg Close — Range —
Q3 2015
Shares 70,973 Value ($000) $1,057 Avg Close — Range —
Q2 2015
Shares 56,860 Value ($000) $931 Avg Close — Range —
Q1 2015
Shares 52,440 Value ($000) $922 Avg Close — Range —
Q4 2014
Shares 15,119 Value ($000) $268 Avg Close — Range —