GUGGENHEIM ENHANCED EQUITY S

CUSIP: 40167K100 Class: CMN

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 100 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 175 Value ($000) $3 Avg Close — Range —
Q3 2015
Shares 38 Value ($000) $1 Avg Close — Range —
Q2 2015
Shares 166 Value ($000) $3 Avg Close — Range —
Q1 2015
Shares 63 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 245 Value ($000) $4 Avg Close — Range —
Q3 2014
Shares 124 Value ($000) $2 Avg Close — Range —
Q1 2014
Shares 1,300 Value ($000) $24 Avg Close — Range —
Q3 2013
Shares 600 Value ($000) $11 Avg Close — Range —
Q2 2013
Shares 13 Value ($000) $0 Avg Close — Range —