GUGGENHEIM ENHANCED EQUITY S

CUSIP: 40167K100 Class: CMN

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 60 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 540 Value ($000) $9 Avg Close — Range —
Q2 2016
Shares 60 Value ($000) $1 Avg Close — Range —
Q1 2016
Shares 60 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 60 Value ($000) $1 Avg Close — Range —
Q1 2014
Shares 174 Value ($000) $3 Avg Close — Range —
Q4 2013
Shares 900 Value ($000) $17 Avg Close — Range —