GUGGENHEIM ENHANCED EQUITY S

CUSIP: 40167K100 Class: CMN

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 15,139 Value ($000) $245 Avg Close — Range —
Q3 2016
Shares 44,952 Value ($000) $720 Avg Close — Range —
Q2 2016
Shares 40,119 Value ($000) $618 Avg Close — Range —
Q1 2016
Shares 20,383 Value ($000) $310 Avg Close — Range —
Q4 2015
Shares 16,472 Value ($000) $260 Avg Close — Range —
Q3 2015
Shares 15,678 Value ($000) $233 Avg Close — Range —
Q2 2015
Shares 23,948 Value ($000) $404 Avg Close — Range —
Q1 2015
Shares 26,206 Value ($000) $461 Avg Close — Range —
Q4 2014
Shares 28,182 Value ($000) $500 Avg Close — Range —