GUGGENHEIM ENHANCED EQUITY S

CUSIP: 40167K100 Class: CMN

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 50,226 Value ($000) $811 Avg Close — Range —
Q3 2016
Shares 49,600 Value ($000) $795 Avg Close — Range —
Q2 2016
Shares 48,872 Value ($000) $753 Avg Close — Range —
Q1 2016
Shares 14,728 Value ($000) $224 Avg Close — Range —
Q4 2015
Shares 11,826 Value ($000) $186 Avg Close — Range —
Q3 2015
Shares 65,177 Value ($000) $971 Avg Close — Range —
Q2 2015
Shares 65,415 Value ($000) $1,102 Avg Close — Range —