GUGGENHEIM EQ WEIGHT ENHANC

CUSIP: 40167M106 Class: COM SH BEN INT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 13,262 Value ($000) $218 Avg Close — Range —
Q1 2016
Shares 13,210 Value ($000) $211 Avg Close — Range —
Q4 2015
Shares 15,160 Value ($000) $245 Avg Close — Range —
Q2 2015
Shares 11,155 Value ($000) $208 Avg Close — Range —
Q1 2015
Shares 14,695 Value ($000) $286 Avg Close — Range —
Q4 2014
Shares 14,695 Value ($000) $300 Avg Close — Range —
Q3 2014
Shares 15,635 Value ($000) $306 Avg Close — Range —
Q2 2014
Shares 15,835 Value ($000) $317 Avg Close — Range —
Q1 2014
Shares 10,235 Value ($000) $193 Avg Close — Range —
Q4 2013
Shares 11,935 Value ($000) $225 Avg Close — Range —
Q3 2013
Shares 10,450 Value ($000) $182 Avg Close — Range —
Q2 2013
Shares 10,300 Value ($000) $187 Avg Close — Range —